Access to Capital

Public Companies and IPOs

Disproportionate Challenges for Smaller Public Companies

Expanding Access to Capital Through Innovative Tools

Maintaining the Efficacy of the Private Markets

Markets Structure and Liquidity

Equities

Treasuries

Corporates

Securitization

Capital

Liquidity

Risk Retention

Disclosures

Derivatives

Derivatives ...

Harmonization Between CFTC and SEC

Margin Requirements for Uncleared Swaps

CFTC Use of No-Action Letters

Cross-Border Issues

Capital Treatment in Support of Central Clearing

Swap Dealer De Minimis Threshold

Definition of Financial Entity

Position Limits

SEF Execution Methods and MAT Process

Swap Data Reporting

Financial Market Utilities

Regulatory Structure and Processes

Restoration of Exemptive Authority

Improving Regulatory Policy Decision Making

Self-Regulatory Organizations

International Aspects of Capital Market Regulation