Derivatives

Recommendation
Policy Responsibility
Congress
Regulator
Status
Relevant
Deadlines
  • Harmonization Between CFTC and SEC
  • 54.
    Title VII rulemaking
    Congress
    CFTC, SEC
    D, F, G
    Proposed
    [ more ... ]
  • Margin Requirements for Uncleared Swaps
  • 55.
    Margin requirements for uncleared swaps
     
    Banking Agencies, CFTC, SEC
    D, F
    Proposed
    [ more ... ]
  • CFTC Use of No-Action Letters
  • 56.
    Dodd-Frank swaps regulatory framework
     
    CFTC
    F, G
    Proposed
    [ more ... ]
  • Cross-Border Issues
  • 57.
    Cross-border application and scope of regulations
     
    CFTC, SEC
    D, F
    Proposed
    [ more ... ]
    58.
    Substituted compliance
     
    CFTC, SEC
    D, F
    Proposed
    [ more ... ]
    59.
    ANE Transactions
     
    CFTC, SEC
    D, F
    Proposed
    [ more ... ]
  • Capital Treatment in Support of Central Clearing
  • 60.
    Derivatives
     
    Banking Agencies, CFTC, SEC
    D, F
    Proposed
    [ more ... ]
  • Swap Dealer De Minimis Threshold
  • 61.
    Swap dealer de minimis registration threshold
     
    CFTC
    F
    Proposed
    [ more ... ]
  • Definition of Financial Entity
  • 62.
    Amendment to CEA Section 2(h)(7)
    Congress
    CFTC, SEC
    D, F
    Proposed
    [ more ... ]
  • Position Limits
  • 63.
    Final position limits rule for the CFTC
     
    CFTC
    D, F
    Proposed
    [ more ... ]
  • SEF Execution Methods and MAT Process
  • 64.
    SEF Execution Methods and MAT Process
     
    CFTC
    D, F
    Proposed
    [ more ... ]
  • Swap Data Reporting
  • 65.
    Swap Data Reporting
     
    CFTC, SEC
    F
    Proposed
    [ more ... ]