Regulatory Structure and Processes

Recommendation
Policy Responsibility
Congress
Regulator
Status
Relevant
Deadlines
  • Improving Regulatory Policy Decision Making
  • 72.
    Use of regulatory cost-benefit analysis
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]
    73.
    Executive Orders to be considered when making rules
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]
    74.
    SRO economic analysis in rulemaking
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]
    75.
    Public guidance on economic analysis used in the rulemaking process
     
    CFTC, SROs
    C, F, G
    Proposed
    [ more ... ]
    76.
    Use of advanced notices of proposed rulemakings
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]
    77.
    Regular review of agency rules
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]
    78.
    Principles-based regulation
     
    CFTC, SEC
    F, G
    Proposed
    [ more ... ]
    79.
    Coordination of CFTC and SEC rules and requirements
     
    CFTC, SEC
    D, E, F, G
    Proposed
    [ more ... ]
    80.
    Adoption of OMB's Final Bulletin for Agency Good Guidance Practices
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]
    81.
    Ensure guidance does not make substantive changes to rules
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]
    82.
    Review of existing guidance for market confusion and compliance challenges
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]
    83.
    Regulatory Flexibility Act application
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]