Access to Capital

Recommendation
Policy Responsibility
Congress
Regulator
Status
Relevant
Deadlines
  • Maintaining the Efficacy of the Private Markets
  • 23.
    New structure for finders and other intermediaries
     
    FINRA, SEC, States
    A, F, G
    Proposed
    [ more ... ]
    24.
    Expanding pool of accredited investors
     
    SEC
    A, F, G
    Proposed
    [ more ... ]
    25.
    Restrictions on unaccredited investors
     
    SEC
    A, F, G
    Proposed
    [ more ... ]
    26.
    Reporting of disciplinary proceedings or criminal convictions
     
    CFTC, FINRA, SEC, States
    A, G
    Proposed
    [ more ... ]