Access to Capital

Recommendation
Policy Responsibility
Congress
Regulator
Status
Relevant
Deadlines
  • Public Companies and IPOs
  • 1.
    Partial Dodd-Frank repeal
    Congress
    SEC
    D, F
    Proposed
    [ more ... ]
    2.
    Regulation S-K amendment
     
    SEC
    F
    Proposed
    [ more ... ]
    3.
    SEC disclosure requirements
     
    SEC
    F
    Proposed
    [ more ... ]
    4.
    Testing the waters
     
    SEC
    A, D, F
    Proposed
    [ more ... ]
    5.
    Proxy advisory firms
     
    SEC
    A, C, F
    Proposed
    [ more ... ]
    6.
    Shareholder proposal holding requirement
     
    SEC
    D, F, G
    Proposed
    [ more ... ]
    7.
    Resubmission thresholds for repeat shareholder proposals
     
    SEC
    D, F, G
    Proposed
    [ more ... ]
    8.
    Lower costs of securities litigation
     
    SEC, States
    F
    Proposed
    [ more ... ]
    9.
    SEC review of offering document disclosure of dual class stock
     
    SEC
    A, D, F, G
    Proposed
    [ more ... ]
    10.
    BDCs to use same provisions as other issuers for Forms 10-K, 10-Q, and 8-K
     
    SEC
    A, D, F, G
    Proposed
    [ more ... ]