Regulatory Structure and Processes

Recommendation
Policy Responsibility
Congress
Regulator
Status
Relevant
Deadlines
  • Self-Regulatory Organizations
  • 84.
    Review of SROs
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]
    85.
    Enhanced oversight of SROs
     
    CFTC, SEC
    C, F, G
    Proposed
    [ more ... ]
    86.
    SRO adoption of action plans
     
    SROs
    C, F, G
    Proposed
    [ more ... ]